There is an air of mystery, anticipation, and trepidation hanging over the Financial Conduct Authority’s (FCA) latest initiative (or is it attack?) on adviser firms. I refer, of course, to the ...
With the FSA's final rules now published it seems a foregone conclusion that the recent commentary on suitability letters will be largely overlooked. But it is noteworthy that bodies experienced in ...
A law firm has warned advisers that their suitability letters are failing to meet FSA standards, which could open firms up to the risk of regulatory action. Speaking at the Personal Finance Society ...
In the last two issues of Mortgage Strategy I have read with some interest the ongoing debate regarding PPI and the ambulance chasing companies pursuing its supposed mis-selling. While I despise these ...
The FCA says suitability letters are too geared towards defending potential complaints and not focused enough on client engagement. Speaking at the Personal Finance Society conference in Birmingham ...
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