In part, the Guidance addresses the category of knowledgeable employee consisting of any “Executive Officer, director, trustee, general partner, advisory board member, or person serving in a similar ...
On February 7, 2014 the staff of the Division of Investment Management of the Securities and Exchange Commission (the “SEC”) issued a no-action letter to the Managed Funds Association (the “No-Action ...
We’ll send you a myFT Daily Digest email rounding up the latest Letter news every morning. I hope Chris Cook is right and the appointment of Martin Thomas will ensure that the Charity Commission ...
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