Dara-Abasi Ita writes about trading and investing for Investopedia and Investing.com, and he is an editor at Lawverse magazine. He has written about financial topics, including private equity, asset ...
The DOJ’s recent insider trading prosecutions against prediction market participants mark a significant legal development.
When asked to speak to clients and other groups about the perils of insider training, Rosemary Fanelli, managing director and head of U.S. compliance consulting at Duff & Phelps, faces a unique ...
James Chen, CMT is an expert trader, investment adviser, and global market strategist. Cierra Murry is an expert in banking, credit cards, investing, loans, mortgages, and real estate. She is a ...
The authors explore the shifting and opaque landscape facing companies that are required to maintain policies addressing the handling of and trading on material, non-public information. Since the ...
In 2025, the SEC has shifted focus back to traditional insider trading enforcement, with fewer new cases but steady penalties. The approach is more conservative, targeting classic schemes and ...
In connection with the upcoming Form 10-K/proxy season, public companies with a fiscal year ending on December 31 will be required, for the first time, to publicly file their insider trading policies ...