In the world of asset management, compliance is very important. It can range from simple policies set at your business to full-on laws enforced by government agencies, with penalties that range from a ...
In addition to spotlighting the critical importance of a CMS, the CPFB’s citing of CMS-related deficiencies begs the question of whether anyone is capable of meeting the CFPB’s expectations. The CFPB ...
Question: I am interested in compliance services for a small broker shop. What do I need to finish the CFPB requirements and how long will it take to complete? Question: I am a one-person broker shop ...
In recent years, technological advances are helping streamline clinical trial management processes using clinical trial management systems (CTMSs). The opportunities for failure in research are being ...
As governments around the globe tighten online regulations, businesses that rely on legacy compliance management systems (CMS) risk not only falling behind the real-time regulatory environment, but ...
Ncontracts, a provider of integrated risk management solutions for financial institutions, announced the launch of their new Compliance Management System (CMS), Ncomply. “Customers and prospects alike ...
BRENTWOOD, Tenn.--(BUSINESS WIRE)--Ncontracts, the leading provider of integrated risk, compliance, and vendor management solutions for financial institutions, announced today that its Ncomply ...
HANGZHOU, China, Dec. 3, 2025 /PRNewswire/ -- Hikvision announced recently that it has achieved the ISO 37301:2021 Compliance Management System certification from SGS, the world's leading testing, ...
As an executive, I've seen how electronic quality management systems (eQMS) revolutionize businesses. eQMS are sophisticated software tools that help companies ensure their products or services meet ...